Overview
Assistant Manager, Corporate Surveillance Jobs in Greater Kuala Lumpur at Securities Commission Malaysia
Title: Assistant Manager, Corporate Surveillance
Company: Securities Commission Malaysia
Location: Greater Kuala Lumpur
Carry out surveillance of PLCs’ activities through monitoring and detecting possible corporate misconducts and carry out assessments on issues with potential securities offences, breach of disclosure requirements and/or non-compliance with approved accounting standards.
Main Accountabilities
- Conduct surveillance on the development of PLC landscape to keep abreast of new developments, issues and risks affecting the capital market; and present findings to senior management.
- Perform day-to-day surveillance of activities related to PLCs including monitoring and analyzing the substance of corporate transactions from a financial, conduct and disclosure perspective for early detection of breaches or misconduct.
- Gather and evaluate all relevant documentation to assess the veracity of possible breaches of securities laws from the referrals and complaints received and provide appropriate recommendations and action plans.
- Prepare reports and updates on cases periodically to ease discussion and decision making.
- Build and maintain an effective working relationship with internal and external stakeholders.
- Engage with relevant stakeholders on matters related to PLCs to address any issues, concerns and enquiries.
- Exchange technical insights with team members.
